Financial Compliance Certificate
USC Gould School of Law
USC Gould’s online Financial Compliance certificate provides you with the fundamental knowledge of financial compliance, including regulations for financial institutions, and governance of corporate entities and global organizations. The certificate prepares you for a specialization in Financial Compliance, and provides for a deeper understanding of the relevant laws, regulations and legal issues related to this growing field.
The online Financial Compliance certificate also offers the opportunity to pursue specific financial- and compliance-focused online classes that benefit those who work for financial institutions or in finance departments that deal with financial compliance and finance-related regulatory issues on a daily basis.
The online Financial Compliance certificate is ideal for those who want to learn more about compliance and how it affects such fields as:
- financial advisory services
- regulated industries
- securities departments
The online Financial Compliance Certificate requires a total of 12 units of the following courses. Course descriptions can be found here.
- Business Organizations
- Contract Drafting & Strategy
- Corporate Governance
- Financial Institution Regulation
- Global Regulatory Compliance
- Regulatory Compliance
|Brian Peck||Shawn Sullivan|