Financial Compliance Certificate

USC Gould’s online Financial Compliance Certificate provides you with the fundamental knowledge of financial compliance, including regulations for financial institutions, and governance of corporate entities and global organizations.

The certificate prepares you for a specialization in Financial Compliance, and provides for a deeper understanding of the relevant laws, regulations and legal issues related to this growing field.

The Financial Compliance Certificate also offers the opportunity to pursue specific financial- and compliance-focused online classes that benefit those who work for financial institutions or in finance departments that deal with financial compliance and finance-related regulatory issues on a daily basis.

Earn your Financial Compliance Certificate online. Request information now.

Licensing/Credentialing Information

The Financial Compliance Certificate is accredited by the Compliance Certification Board (CCB). Graduates are exempt from the work experience requirements and may sit for a CCB exam upon graduation, provided they complete the necessary coursework.

Career Options

  • Audit Risk and Compliance Professional
  • Director of Regional Affairs
  • Financial Manager
  • Financial Advisor
  • Securities Compliance Professional