The certificate prepares you for a specialization in Financial Compliance, and provides for a deeper understanding of the relevant laws, regulations and legal issues related to this growing field.
The Financial Compliance Certificate also offers the opportunity to pursue specific financial- and compliance-focused online classes that benefit those who work for financial institutions or in finance departments that deal with financial compliance and finance-related regulatory issues on a daily basis.
Earn your Financial Compliance Certificate online. Request information now.
Licensing/Credentialing Information
The Financial Compliance Certificate is accredited by the Compliance Certification Board (CCB). Graduates are exempt from the work experience requirements and may sit for a CCB exam upon graduation, provided they complete the necessary coursework.
Career Options
- Audit Risk and Compliance Professional
- Director of Regional Affairs
- Financial Manager
- Financial Advisor
- Securities Compliance Professional
